You are currently in the confidential and secure reporting structure of EthicsPoint. Below are the choices available to you. Please click on the arrow (Arrow Example) to select the type of report you would like to make.

Accurate Accounting and Financial Controls
  • Accounting Irregularities and other Accounting, Internal Accounting Controls or Auditing Matters - Refers to any potential accounting/control/auditing irregularity that may be a violation of law such as Sarbanes-Oxley, or other similar law and/or regulation, in any jurisdiction.
Business Practices
  • Business Practices (major deficiencies)
  • Business Practices (minor, usually procedural or process issues)
  • Securities Valuation
Client Assets, Records and Reviews
  • Account and Investment Reviews
  • Client Assets
  • Client Disclosures and Records
Conflicts of Interest
  • Business Relationships with Clients, Suppliers and Vendors
  • Conflicts of Interest (between clients, suppliers and vendors, not between employees)
  • Gifts and Entertainment
  • Outside Affiliations (board or officer positions)
  • Outside Employment and Compensation (including ownership in other businesses)
  • Personal Fiduciary Appointments and Bequests
  • Personal Relationships
  • Personal Securities Trading (excludes trading on material, nonpublic information)
  • Relationships with Clients, Suppliers or Vendors
Doing Business with the Government
  • Government Contracts (including gifts & entertainment) - Refers to any violation of Company Policy and any law and/or regulation, in any jurisdiction, governing doing business with a government entity
Fraud and Theft
  • Bribery or Kickbacks (nongovernmental)
  • Fraud or Illegal Activities
  • Theft
Human Resources
  • Abuse of Authority (inappropriate supervisory directions)
  • Alcohol/Drug/Substance Abuse in Workplace
  • Discrimination, Harassment, Equal Employment or Diversity Issues
  • Employee Background Checks
  • Employee Disputes
  • Professional License
  • Retaliation
Information and Records
  • Client Information and Data Protection (includes lost or compromised records and privacy matters)
  • Information Systems
  • Intellectual Property/Copyright Issues
  • Proprietary or Confidential Information
  • Records Management and Record Keeping
Legal and Regulatory Matters
  • Escheat and Unclaimed Property
  • Fair Competition, Antitrust and Antiboycott Matters
  • Foreign Corrupt Practices Act and Improper Payments
  • Insider Trading
  • Inter-affiliate Agreements/Credit Extensions
  • Money Laundering, Terrorist Financing, Know Your Customer Matters and OFAC
Media and Company Name
  • Company Name and Brand
  • Media or Public Relations
Physical Assets
  • Physical Assets - Unauthorized, unlawful or improper use of Company assets, including the unauthorized use of assets for other than legitimate business purposes.
Political Activities
  • Lobbying Activities
  • Political Activities and Contributions (Personal and Organizational)
Procurement and Purchasing
  • Procurement and Purchasing Practices - Refers to any violation of Corporate Policy governing procurement and purchasing practices
Safety Matters
  • Physical Threats or Violence
  • Safety
Sales and Advertising
  • Sales, Marketing and Advertising Practices - Refers to any false, misleading or deceptive advertising, sales or promotional materials; deliberate misleading messages, omissions, false claims about the Company's or any competitor products
Tax Issues
  • Tax Issues - Refers to tax related matters that resulted in a compliance breach
  • Failure to Report a Violation of Code, Policy/Procedure, Law or Regulation
  • Other