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Plains Land Bank
Accurate Accounting and Financial Controls
Accounting Irregularities and other Accounting, Internal Accounting Controls or Auditing Matters - Any potential accounting/control/auditing irregularity that may be a violation of law such as Sarbanes-Oxley, or other similar law and/or regulation, in any jurisdiction.
Business Practices
Business Practices (major deficiencies)
Business Practices (policy and/or procedural issues)
Compliance with GAAP
Conflicts of Interest
Business Relationships with Clients, Suppliers and Vendors
Conflicts of Interest (between clients, suppliers and vendors, not between employees)
Gifts and Entertainment
Outside Affiliations (board or officer positions)
Outside Employment and Compensation (including ownership in other businesses)
Personal Fiduciary Appointments and Bequests
Personal Relationships
Relationships with Clients, Suppliers or Vendors
Fraud and Theft
Bribery or Kickbacks (nongovernmental)
Fraud or Illegal Activities
Theft
Information and Records
Client Information and Data Protection (includes lost or compromised records and privacy matters)
Information Systems
Intellectual Property/Copyright Issues
Proprietary or Confidential Information
Records Management and Record Keeping
Legal and Regulatory Matters
Failure to Report a Violation of Code, Policy/Procedure, Law or Regulation
Foreign Corrupt Practices Act and Improper Payments
Money Laundering, Terrorist Financing, Know Your Customer Matters and OFAC
Political Activities
Lobbying Activities
Political Activities and Contributions (Personal and Organizational)