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Bridgewater Bancshares, Inc.
Accurate Accounting and Financial Controls
Accounting Irregularities and other Accounting, Internal Accounting Controls or Auditing Matters - Any potential accounting/control/auditing irregularity that may be a violation of law such as Sarbanes-Oxley, or other similar law and/or regulation, in any jurisdiction.
Business Practices
Business Practices
Securities Valuation
Client Assets, Records and Reviews
Client Disclosures and Records - Missing or incomplete client disclosure documents/records. Misuse of, or failure to protect, client assets.
Conflicts of Interest
Conflicts of Interest (between clients, suppliers and vendors, not between employees)
Gifts and Entertainment
Outside Affiliations / Employment
Personal Relationships
Doing Business with the Government
Government Contracts (including gifts & entertainment) - Violation of Company Policy and any law and/or regulation, in any jurisdiction, governing doing business with a government entity.
Fraud and Theft
Bribery or Kickbacks (nongovernmental)
Fraud or Illegal Activities
Theft
Human Resources
Abuse of Authority (inappropriate supervisory directions)
Alcohol/Drug/Substance Abuse in Workplace
Discrimination, Harassment, Equal Employment or Diversity Issues
Retaliation
Information and Records
Client Information and Data Protection (includes lost or compromised records and privacy matters)
Intellectual Property/Copyright Issues
Proprietary or Confidential Information
Legal and Regulatory Matters
Insider Trading
Money Laundering, Terrorist Financing, Know Your Customer Matters and OFAC
Media and Company Name
Company Name and Brand
Media or Public Relations
Physical Assets
Physical Assets - Unauthorized, unlawful or improper use of Company assets, including the unauthorized use of assets for other than legitimate business purposes.
Political Activities
Political Activities and Contributions (Personal and Organizational) - Employees’ personal political activities/contributions and the political activities/contributions of the Company.
Safety Matters
Physical Threats or Violence - Threat or violent act between employees and between employees and clients, suppliers or vendors.
Sales and Advertising
Sales, Marketing and Advertising Practices - False, misleading or deceptive advertising, sales or promotional materials; deliberate misleading messages, omissions, false claims about the Company’s or any competitor products.
Other
Other - If you feel that the definitions above do not describe the event, action or situation you are looking to report about, please use this header.