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Business Integrity and Conflicts of Interest
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- Contract Compliance
- Political Contributions and Activities
- Improper Giving/Receiving of Gifts and Entertainment
- Incompatible Activity
- Outside Employment & Compensation
- Relationships with Clients, Suppliers & Vendors
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Financial
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- Transaction Recording & Overrides
- Accounting Misstatements
- Noncompliance with Financial Laws, Regulations & Standards
- Disregard of Internal Controls
- Falsification of Records
- Tax Issues
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Fraud
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- Theft
- Embezzlement
- Collusion
- Securities
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Human Resources
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- Reasonable Accommodation
- Attendance Reporting
- Discrimination (age, race, gender, religion, disability)
- Harassment (sexual or other)
- Retaliation
- Workplace Violence
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Information Security
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- Computer, Email & Internet Use or Access
- Personally Identifiable Information & Data Privacy
- Disclosure of Confidential Information
- Identity Theft
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Investments
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- Pricing/Valuation
- Insider/Personal Trading
- Money Laundering
- Restricted Lists
- Placement Agents
- Investment Policies
- Responsible Contractor Policy
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Pension Abuse
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- Unreported Post-Retirement Earnings
- Employer Misreporting
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Physical Security
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- Badging & Building Access
- Health, Safety & Environment (Headquarters, Member Service Centers)
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Other
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- Select this issue type if you feel the compliance or ethical violation you wish to report does not fall into one of the other categories.
- Willful or innocent actions that are in violation of CalSTRS policy.
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