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Report fraud or unethical behavior


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Unethical, illegal or irresponsible acts can cause serious loss or harm to an organization, its employees and its customers. That is why it's everyone's responsibility to help prevent these activities and preserve our culture of integrity. You can help us by speaking up if you have concerns regarding any of the companies of Principal Financial Group, including Principal Life Insurance Company, Principal Bank, Principal Global Investors, Principal International and others. Additionally, we want to know if you have concerns about the Principal Funds family of mutual funds. Situations should pertain to:

  • Fraud, such as forgery, theft, embezzlement, identity theft, misuse of company assets
  • Ethics and compliance issues, such as financial reporting, insider trading, antitrust regulations, conflict of interest, or misrepresentation​
  • Bribery
  • Data Privacy Violations/Cybersecurity Event, such as the unauthorized access to and/or disclosure of sensitive or personally identifiable information.

Our Policy of No Retaliation

No company is immune from the risk of unethical conduct or fraudulent activity. It is our responsibility to take appropriate action when these situations are suspected or may occur. Our company does not tolerate, and takes aggressive action against, unethical conduct or fraud whether perpetrated by employees, customers, vendors, those who sell our products, or others. Additionally, the company confirms its long-standing policy against retaliation for reports of any type of suspected unethical or fraudulent activity when made in good faith.


EthicsPoint does not track visitors to this web site. You can choose to provide your name or remain anonymous where permitted by data privacy laws.


Even though EthicsPoint takes every report we receive seriously, we are not an emergency service. Please contact your local emergency services if you need to report a critical situation.